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Navigation Primary Navigation Home Singapore Asia Pacific World Business Entertainment Sports Technology Top Stories Most Popular Secondary Navigation Government Education Search Search: MAS stops 3 insurance brokers from conducting new transactions Channel NewsAsia - 55 minutes ago SINGAPORE: The Monetary Authority of Singapore (MAS) announced on Monday that three insurance brokers have been stopped from providing financial advisory services here. They are Acclaim Insurance Brokers, Leadenhall Insurance Brokers and Magnetron Insurance & Financial Services. The three parties had been exempted from the need to hold a financial advisers licence, but the exemption has since been withdrawn. According to the MAS, inspections of the three firms this year showed that they had contravened the Financial Advisers Act. It also said that the firms did not have adequate management oversight, control policies and procedures for their financial advisory operations. This includes their monitoring of representatives, introducers, complaints investigations and resolution processes. The three firms are required to inform their clients that they can no longer provide financial advisory services. They have also been instructed to ensure that outstanding order instructions, applications and funds received from clients are forwarded to relevant parties. — CNA/so Email Story IM Story Printable View Blog This Recommend this article Average (0 votes) Sign in to recommend this article » Most Recommended Stories » Related Articles: Singapore MAS stops 3 insurance brokers from conducting new transactionsChannel NewsAsia - 56 minutes ago Singapore's Keppel names Choo Chiau Beng CEOReuters - 1 hour 4 minutes ago Travellers urged to help ease congestion this festive seasonChannel NewsAsia - 1 hour 18 minutes ago Singapore buys GE's stake in Ascendas India TrustReuters - 1 hour 40 minutes ago First boat in Volvo race expected to arrive in S’pore early TuesdayChannel NewsAsia - 1 hour 52 minutes ago Enlarge Photo MAS stops 3 insurance brokers from conducting new transactions Most Popular – Singapore Viewed Toyota forecast deepens gloom over global economy Let poor eat caviar: Milan authorities New Year's hangover? Take two eels and call me in the morning Actress Jennifer Aniston appears naked in GQ magazine Quake zone hero pig named China's animal of the year View Complete List » Search: Home Singapore Asia Pacific World Business Entertainment Sports Technology Top Stories Most Popular

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